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Bintersea

28 Masey Road

Exmouth

Devon  

EX8 4AS

07588 497 677

info@claymorecompliance.co.uk

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Claymore Compliance Consultants Ltd

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Compliance and T&C Support Services


Claymore Compliance Consultants Ltd is based in the West Country and supplies compliance and T&C services UK wide.  



We provide practical and comprehensive assistance to clients who are affected by the ever increasing requirements of financial services rules and regulations.  We have over 25 years compliance experience supporting IFAs, wealth managers (DFMs), certified and chartered financial planners, restricted and specialist advice firms. As well as specific IFA compliance experience we are able to provide a wide range of support services so that we can deliver on a broad range of financial services related work with the assistance of specialist financial services lawyers.

We prefer to have a ‘hands-on’ approach to our services reporting to, and supporting, the Compliance Officer.  For most of our client firms we act as the firm 'supervisor' undertaking all of the necessary compliance and T&C assessment activity allowing the Compliance Officer to concentrate on their other duties.

With all new clients we prefer to start with a full firm audit so we all know where we both stand and to develop strategies.  

As part of our service we include a telephone help-line and email service for queries and advice.  We also provide regular newsletters which cover legislation, regulation and compliance issues as well as briefing notes on technical compliance issues.

After each visit we will issue a full bespoke report detailing our findings and make recommendations, where appropriate, and where possible we will also assist in the implementation of the recommendations.

Our annual service would comprise of an agreed number of visits to your offices, plus a full support service of:  


The cost of our service is based on the number of visits that are required by clients.  The costs are inclusive of expenses and disbursements, but VAT would need to be added.  Our services are offered on an annual contract and can be paid for quarterly or monthly by standing order or by cheque.

Registered in England & Wales as a limited company 09185191.           © 2014 Claymore Compliance Consultants Ltd.